“In a case that turns on the adequacy of conflict-of-interest disclosures, the SEC inexplicably excludes many relevant disclosures,” Cetera Advisors and Cetera Advisor Networks wrote in a partial motion to dismiss claims the SEC filed in U.S. District Court for the District of Colorado in August. “In particular, the SEC Read more…
Netflix report earnings this week with tepid results. Critics are calling the streaming service “topped out”, despite its hock stick performance over the past 5 years. To me it sounds like a sour grapes spin from old school broadcast losers who are scrambling to find their own steaming solutions. The Read more…
Fast Market with a Broad Global Sell Off By Kevin J. Palmer under American Dream financial market, us economy I wanted to share my response to a friend’s email on Friday, August 22, 2015. Usually I don’t log in on weekends but yesterday was quite an event. It will be more interesting Read more…
My second book is due out in November but already planning a follow-up for 2020 that will include contributing authors. You may want to hear about the process. I’ll warn you if you’re in the financial industry and want to be “personally entrepreneurial” there are challenges. I had an inactive Read more…
TAX TIPS Tax Day 2019: When’s the Last Day to File Taxes? Federal income tax returns are due April 15 for most taxpayers. However, some people have a little extra time. Are you one of them? By ROCKY MENGLE, Tax Editor April 11, 2019 Most Americans must file their federal tax Read more…
Brooke Southall has hit the nail on the head about Cetera. Here is Part 1 of Her Story February 20, 2019 — 12:24 PM MST by Brooke Southall Brooke’s Note: There is something mercenary about the way that the former insurance broker-dealers get bought, sold, spruced up and staffed. The Read more…