Kevin Palmer who is currently not registered with any state or firm according to his brokercheck report worked hard to receive his Series 65 (Uniform Investment Advisor Law Examination), which he obtained on June 18, 2004 : Series 63 (Uniform Sales securities Agent State Law Examination ), which he obtained on June 7, 1985; Series 7 (general securities Representative Examination ), which he obtained on May 18.1985; And Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module ]) which he obtained on February 21, 1998.
Therefore, not wanting to give up the legacy of that education, he obtained approval from his initial consulting client, First Montauk in Weehawken New Jersey, to park his licenses, as a quid pro quo providing he complies with firm rules about outsider business activity disclosure’s and updates his continuing education examinations.