“In a case that turns on the adequacy of conflict-of-interest disclosures, the SEC inexplicably excludes many relevant disclosures,” Cetera Advisors and Cetera Advisor Networks wrote in a partial motion to dismiss claims the SEC filed in U.S. District Court for the District of Colorado in August. “In particular, the SEC Read more…
“I believe any person can change the world (which is why I write) but changing the world in not everyone’s duty. It is however each person’s obligation not to detract from the greater good!” Kevin J Palmer
While banking yesterday my teller mention her excitement about an upcoming Christmas party. “I meant holiday party.” she quickly corrected. “ Hope I didn’t offend you,” she sheepishly replied. “Well, I am insulted! Christmas is my favorite holiday, along with more than 2 billion others in the world, and it Read more…