Brooke Southall has hit the nail on the head about Cetera. Here is Part 1 of Her Story February 20, 2019 — 12:24 PM MST by Brooke Southall Brooke’s Note: There is something mercenary about the way that the former insurance broker-dealers get bought, sold, spruced up and staffed. The Read more…
We continue with our series that examines a culture of oppression at Cetera under Robert Moore. In hopes contravention in old thinking can be terminated and exercised discretion can begin. Reasons are surfacing, but comment from the broker – dealer have been terminated, about Moore’s recently departure, raising questions about Read more…
In the continuing series about allegations of atrocities perpetrated by First Allied Securities and unsuitable coercion in the Financial industry. Here’s a peek at what will be accessed in the next module. – Next he demanded I shut down my Behavioral Science Research Institute, started in 6/04 when, for all Read more…
In the next several weeks we will examine a culture of oppression and its history at Cetera under Robert Moore, and how it trickled down to First Allied Securities and alleged rule violations. From Documents we attained, publicly available records, and sources close to the story we will uncover how Read more…
Brooke Southall: “There is something mercenary about the way that the former insurance broker-dealers get bought, sold, spruced up and staffed. The (formerly ING) Cetera and (formerly AIG) Advisor Group entities are equal parts grand rafts of human financial advisory potential and leftover insurance broker culture that meant not only selling but favoring the Read more…
DATELINE SCOTTSDALE My own wealth was a surprise. As Securities Sales Supervisor in the securities industry I managed financial advisor sectors for a former employer that was the largest broker-dealer firm in the country. No Financial Industry Regulatory Authority, stock broker or corporation has a lock on investing in the Read more…