Remember Doghouse Reilly Proudly Fired for Insubordination To achieve wealth, and the financial freedom that goes with it, all you need to do is change how you think. A recent SMA Institute study reveals, it’s not hard to change neuropathways in the brain and move into top percentiles of income Read more…
Last week, investors’ attorneys went on the offensive in trying to snuff out advisors’ ability to expunge frivolous investor complaints. Through their captive non-profit foundation, the Public Investor Arbitration Bar Association (“PIABA”) released a 29-page document purporting to be the Foundation’s “Study” into FINRA’s customer dispute expungement process. As a Read more…
My first consulting job started by mistake with Montauk Securities when I was hired as a producing National Sales Manager. It was an ego move for a bigger title and not much more money and in the ended it became my job to help resuscitate its bad business model and Read more…
My first consulting job started by mistake with Montauk Securities when I was hired as a producing national sales manager. It was an ego move for a bigger title and not much more money. In the ended I needed to resuscitate its bad business model and help rebuild the B-D Read more…
“Some people think Walter Hunt may have conceived hundreds of major inventions whose designs were all lost. Hunt’s flaw was that once he solved a problem in his mind he moved to the next case.” Established under The Palmer Holding Group Ltd., a company grounded on two generations of Read more…
My second book is due out in November but already planning a follow-up for 2020 that will include contributing authors. You may want to hear about the process. I’ll warn you if you’re in the financial industry and want to be “personally entrepreneurial” there are challenges. I had an inactive Read more…
Brooke’s Note: There is something mercenary about the way that the former insurance broker-dealers get bought, sold, spruced up and staffed. The (formerly ING) Cetera and (formerly AIG) Advisor Group entities are equal parts grand rafts of human financial advisory potential and leftover insurance broker culture that meant not only Read more…
Brooke Southall has hit the nail on the head about Cetera. Here is Part 1 of Her Story February 20, 2019 — 12:24 PM MST by Brooke Southall Brooke’s Note: There is something mercenary about the way that the former insurance broker-dealers get bought, sold, spruced up and staffed. The Read more…
In the next several weeks we will examine a culture of oppression and its history at Cetera under Robert Moore, and how it trickled down to First Allied Securities and alleged rule violations. From Documents we attained, publicly available records, and sources close to the story we will uncover how Read more…
Brooke Southall: “There is something mercenary about the way that the former insurance broker-dealers get bought, sold, spruced up and staffed. The (formerly ING) Cetera and (formerly AIG) Advisor Group entities are equal parts grand rafts of human financial advisory potential and leftover insurance broker culture that meant not only selling but favoring the Read more…