Financial Industry
Broker Celebrates Expungement of Termination
June 20, 2019 Fired UBS Broker Celebrates Expungement of Termination Notice by Jed Horowitz Enforcement, News UBS FABRICE COFFRINI / Staff / AFP / Getty Images A former UBS broker who said he was having trouble attracting customers to his independent advisory business because his discharge was posted on BrokerCheck won expungement Read more…